Delivering Beyond Expectations
FIAG Has Successfully Assisted in the Following Areas
FORMAL AND INFORMAL REGULATORY ACTIONS
At FIAG, we can assist in responding to formal and informal regulatory actions, implementing corrective action to address requirements, and tracking progress and reporting to examiners and management to ensure timely action.
REGULATORY EXAMS
FIAG will help you prepare for regulatory examinations, implement corrective action, update management and meet with regulators.
BSA/AML and OFAC STAFF
We can serve as Interim BSA/AML and OFAC Officer, provide you with temporary staffing, interview potential candidates and assess current staffing needs.
COMPLIANCE PROGRAMS AND RISK ASSESSMENTS
We can help with various programs and risk assessments, including BSA/AML and OFAC Compliance Program and Risk Assessments.
ENHANCED DUE DILIGENCE (EDD) PROJECT MANAGEMENT AND REVIEWS
Let us help you develop project methodology, direct and manage staff during look-back projects and conduct investigations. We also prepare SARs, QC work, assist with KYC, implement corrective action, update management and meet with regulators.
BOARD AND COMMITTEE MINUTES
We can help you prepare board and committee minutes to ensure they include all topics and matters discussed, member support, and records of all votes.
AUDIT TRACKING
We can effectively track and document the status of audit findings by functional area and meet with management regularly to ensure audit issues are addressed promptly.